Home   About Us   Newsletter   Hedge Fund   Log In

1.  Limit-Up Limit-Down Disclosures

2.  Notice Relating to Fails to Deliver Arising from Customer Sale Transaction in U.S. Equity Security.

3.  Statement on Option position Limits/Exercise Procedures & other Disclosures for U.S. listed Options

4.  Policy Statement Regarding Compliance with Regulation NMS's Order Protection Rule

5. FINRA Rule 5270 - Prohibition on Front Running Client Block Transaction

6. Order Handling Practices & Procedures Relating to Equities Products in the U.S.

7. Order Handling Policies & Procedures for Listed and Over-The-Counter Derivatives

8. The New SEC Exchange Act Rule 13h-1-Large Trader Reporting 





Privacy & Security   Term of use   Regulatory Disclosures   Contact Us

@Copyright 2014 IDAT Capital All Right Reserve